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| title | chunk | source | category | tags | date_saved | instance |
|---|---|---|---|---|---|---|
| Fractional factorial design | 2/2 | https://en.wikipedia.org/wiki/Fractional_factorial_design | reference | science, encyclopedia | 2026-05-05T09:50:18.197962+00:00 | kb-cron |
== Generation == In practice, experimenters typically rely on statistical reference books to supply the "standard" fractional factorial designs, consisting of the principal fraction. The principal fraction is the set of treatment combinations for which the generators evaluate to + under the treatment combination algebra. However, in some situations, experimenters may take it upon themselves to generate their own fractional design. A fractional factorial experiment is generated from a full factorial experiment by choosing an alias structure. The alias structure determines which effects are confounded with each other. For example, the five-factor 25 − 2 can be generated by using a full three-factor factorial experiment involving three factors (say A, B, and C) and then choosing to confound the two remaining factors D and E with interactions generated by D = AB and E = AC. These two expressions are called the generators of the design. So for example, when the experiment is run and the experimenter estimates the effects for factor D, what is really being estimated is a combination of the main effect of D and the two-factor interaction involving A and B. An important characteristic of a fractional design is the defining relation, which gives the set of interaction columns equal in the design matrix to a column of plus signs, denoted by I. For the above example, since D = AB and E = AC, then ABD and ACE are both columns of plus signs, and consequently so is BDCE: DD = ABD = I EE = ACE = I I= ABDACE= AABCDE = BCDE In this case, the defining relation of the fractional design is I = ABD = ACE = BCDE. The defining relation allows the alias pattern of the design to be determined and includes 2p words. Notice that in this case, the interaction effects ABD, ACE, and BCDE cannot be studied at all. As the number of generators and the degree of fractionation increases, more and more effects become confounded. The alias pattern can then be determined through multiplying by each factor column. To determine how main effect A is confounded, multiply all terms in the defining relation by A: AI = AABD = AACE = ABCDE A = BC = CE = ABCDE Thus main effect A is confounded with interaction effects BC, CE, and ABCDE. Other main effects can be computed following a similar method.
== Resolution == An important property of a fractional design is its resolution or ability to separate main effects and low-order interactions from one another. Formally, if the factors are binary then the resolution of the design is the minimum word length in the defining relation excluding (I). The resolution is denoted using Roman numerals, and it increases with the number. The most important fractional designs are those of resolution III, IV, and V: Resolutions below III are not useful and resolutions above V are wasteful (with binary factors) in that the expanded experimentation has no practical benefit in most cases—the bulk of the additional effort goes into the estimation of very high-order interactions which rarely occur in practice. The 25 − 2 design above is resolution III since its defining relation is I = ABD = ACE = BCDE.
The resolution classification system described is only used for regular designs. Regular designs have run size that equal a power of two, and only full aliasing is present. Non-regular designs, sometimes known as Plackett-Burman designs, are designs where run size is a multiple of 4; these designs introduce partial aliasing, and generalized resolution is used as design criterion instead of the resolution described previously. Resolution III designs can be used to construct saturated designs, where N-1 factors can be investigated in only N runs. These saturated designs can be used for quick screening when many factors are involved.
== Example fractional factorial experiment == Montgomery gives the following example of a fractional factorial experiment. An engineer performed an experiment to increase the filtration rate (output) of a process to produce a chemical, and to reduce the amount of formaldehyde used in the process. The full factorial experiment is described in the Wikipedia page Factorial experiment. Four factors were considered: temperature (A), pressure (B), formaldehyde concentration (C), and stirring rate (D). The results in that example were that the main effects A, C, and D and the AC and AD interactions were significant. The results of that example may be used to simulate a fractional factorial experiment using a half-fraction of the original 24 = 16 run design. The table shows the 24-1 = 8 run half-fraction experiment design and the resulting filtration rate, extracted from the table for the full 16 run factorial experiment.
In this fractional design, each main effect is aliased with a 3-factor interaction (e.g., A = BCD), and every 2-factor interaction is aliased with another 2-factor interaction (e.g., AB = CD). The aliasing relationships are shown in the table. This is a resolution IV design, meaning that main effects are aliased with 3-way interactions, and 2-way interactions are aliased with 2-way interactions.
The analysis of variance estimates of the effects are shown in the table below. From inspection of the table, there appear to be large effects due to A, C, and D. The coefficient for the AB interaction is quite small. Unless the AB and CD interactions have approximately equal but opposite effects, these two interactions appear to be negligible. If A, C, and D have large effects, but B has little effect, then the AC and AD interactions are most likely significant. These conclusions are consistent with the results of the full-factorial 16-run experiment.
Because B and its interactions appear to be insignificant, B may be dropped from the model. Dropping B results in a full factorial 23 design for the factors A, C, and D. Performing the anova using factors A, C, and D, and the interaction terms A:C and A:D, gives the results shown in the table, which are very similar to the results for the full factorial experiment experiment, but have the advantage of requiring only a half-fraction 8 runs rather than 16.
== External links == Fractional Factorial Designs (National Institute of Standards and Technology)
== See also == Robust parameter designs
== References ==