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Crouzeix's conjecture 1/1 https://en.wikipedia.org/wiki/Crouzeix's_conjecture reference science, encyclopedia 2026-05-05T11:02:53.424444+00:00 kb-cron

Crouzeix's conjecture is an unsolved problem in matrix analysis. It was proposed by Michel Crouzeix in 2004, and it can be stated as follows:

    ‖
    f
    (
    A
    )
    ‖
    ≤
    2
    
      sup
      
        z
        ∈
        W
        (
        A
        )
      
    
    
      |
    
    f
    (
    z
    )
    
      |
    
    ,
  

{\displaystyle \|f(A)\|\leq 2\sup _{z\in W(A)}|f(z)|,}

where the set

    W
    (
    A
    )
  

{\displaystyle W(A)}

is the field of values of a n×n (i.e. square) complex matrix

    A
  

{\displaystyle A}

and

    f
  

{\displaystyle f}

is a complex function that is analytic in the interior of

    W
    (
    A
    )
  

{\displaystyle W(A)}

and continuous up to the boundary of

    W
    (
    A
    )
  

{\displaystyle W(A)}

. Slightly reformulated, the conjecture can also be stated as follows: for all square complex matrices

    A
  

{\displaystyle A}

and all complex polynomials

    p
  

{\displaystyle p}

:

    ‖
    p
    (
    A
    )
    ‖
    ≤
    2
    
      sup
      
        z
        ∈
        W
        (
        A
        )
      
    
    
      |
    
    p
    (
    z
    )
    
      |
    
  

{\displaystyle \|p(A)\|\leq 2\sup _{z\in W(A)}|p(z)|}

holds, where the norm on the left-hand side is the spectral operator 2-norm.

== History == Crouzeix's theorem, proved in 2007, states that:

    ‖
    f
    (
    A
    )
    ‖
    ≤
    11.08
    
      sup
      
        z
        ∈
        W
        (
        A
        )
      
    
    
      |
    
    f
    (
    z
    )
    
      |
    
  

{\displaystyle \|f(A)\|\leq 11.08\sup _{z\in W(A)}|f(z)|}

(the constant

    11.08
  

{\displaystyle 11.08}

is independent of the matrix dimension, thus transferable to infinite-dimensional settings). Michel Crouzeix and Cesar Palencia proved in 2017 that the result holds for

    1
    +
    
      
        2
      
    
  

{\displaystyle 1+{\sqrt {2}}}

, improving the original constant of

    11.08
  

{\displaystyle 11.08}

. More recently, dimension-dependent improvements have been obtained: Malman, Mashreghi, O'Loughlin and Ransford showed that for each fixed dimension

    N
  

{\displaystyle N}

there exists a constant

      C
      
        N
      
    
    <
    1
    +
    
      
        2
      
    
  

{\displaystyle C_{N}<1+{\sqrt {2}}}

such that the inequality holds for all

    N
    ×
    N
  

{\displaystyle N\times N}

matrices. Related work connects the constant in Crouzeix-type inequalities to configuration constants arising from the NeumannPoincaré operator and yields domain-dependent improvements of the CrouzeixPalencia bound in certain settings.

The not yet proved conjecture states that the constant can be refined to

    2
  

{\displaystyle 2}

.

== Special cases == While the general case is unknown, it is known that the conjecture holds for some special cases. For instance, it holds for all normal matrices, for tridiagonal 3×3 matrices with elliptic field of values centered at an eigenvalue and for general n×n matrices that are nearly Jordan blocks.. Furthermore, Anne Greenbaum and Michael L. Overton provided numerical support for Crouzeix's conjecture.

== Further reading == Ransford, Thomas; Schwenninger, Felix L. (2018-03-01). "Remarks on the CrouzeixPalencia Proof that the Numerical Range is a

    (
    1
    +
    
      
        2
      
    
    )
  

{\displaystyle (1+{\sqrt {2}})}

-Spectral Set". SIAM Journal on Matrix Analysis and Applications. 39 (1): 342345. arXiv:1708.08633. doi:10.1137/17M1143757. S2CID 43945191. Gorkin, Pamela; Bickel, Kelly (2018-10-27). "Numerical Range and Compressions of the Shift". arXiv:1810.11680 [math.FA].

== References ==

== See also == Von Neumann's inequality